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Best execution
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#	Item
221	Pacific Exchange, Inc.; Order Granting Approval of Proposed Rule Change and Amendments No. 1 and 2 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendments No. 3, 4, and 5 Thereto Regarding Faci Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-10-04 11:39:56 Investment Stock market United States Securities and Exchange Commission Floor broker Financial regulation Order Broker-dealer Securities Exchange Act Best execution Financial economics Financial markets Financial system
222	Order Approving Proposed Rule Change Relating to Standards for Manual Execution of Market and Marketable Limit Orders; Rel. No[removed], File No. SR-CHX[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-07-21 15:58:12 United States securities law Financial markets Chicago Stock Exchange 73rd United States Congress Investment Economy of the United States Securities Exchange Act Order National best bid and offer Self-regulatory organizations Financial economics United States Securities and Exchange Commission
223	SR-NASDAQ[removed]Page 17 of 20 EXHIBIT 5 Below is the text of the proposed rule change. Proposed new language is underlined; Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-12-11 09:46:56 Self-regulatory organizations Investment Financial Industry Regulatory Authority Financial markets NASDAQ Broker-dealer Best execution Securities Exchange Act Registered Investment Advisor Financial economics United States securities law Financial system
224	25 of 28 Exhibit 5 Additions underscored Deletions [bracketed] Rule 70. Execution of Floor Broker Interest * Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-12-01 14:09:28 Marketing Pricing Finance Stock market Order National best bid and offer Quote Bid price Price Financial markets Business Financial economics
225	Microsoft Word - Release[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-12-23 14:05:18 Financial markets Finance Financial regulation United States Securities and Exchange Commission Order Best execution Securities Exchange Act Algorithmic trading Chicago Stock Exchange Stock market Financial economics Investment
226	Equity Trading Services Best Execution in Your Best Interest Designed to meet the sophisticated needs of our trading partners in: Add to Reading List Source URL: content.rwbaird.com Language: English - Date: 2014-03-05 16:13:44 Investment Robert W. Baird & Co. Algorithmic trading Trading room Robert W. Baird Investment banking Dark liquidity Stock market Proprietary trading Financial markets Financial economics Finance
227	25 of 28 Exhibit 5 Additions underscored Deletions [bracketed] Rule 70 – NYSE Amex Equities. Execution of Floor Broker Interest * Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-12-01 14:26:47 Marketing Pricing Finance Stock market Order National best bid and offer Quote Bid price Price Financial markets Business Financial economics
228	April 4, 2014 Via Electronic Mail ([removed]) U.S. Securities and Exchange Commission 100 F. Street, N.E. Washington, DC[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-04-08 10:09:37 Finance Investment Regulation NMS Order Dark liquidity Market maker Alternative Trading Systems Securities Exchange Act Best execution Financial markets Financial economics Stock market
229	Ladies/Gentlemen: In its Report on the Municipal Securities Market dated July 31, 2012, commencing on page 131 and continuing on page 132, the report addresses the requirement for best execution within the municipal mark Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-10-02 12:25:01 Municipal Securities Rulemaking Board Fixed income market Bond Municipal bond Investment Security U.S. Securities and Exchange Commission Securities Exchange Act Government bonds Economics Financial economics
230	MEMORANDUM TO: Title VII Provisions of the Dodd-Frank Wall Street Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-10-18 15:30:00 Financial markets Securities Clearing house Repurchase agreement Clearing Derivative Commodity Futures Trading Commission Best execution Futures contract Financial economics Finance Financial system

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